Our client is a leading financial institution, providing post-trade services to investment funds
The Senior Compliance Manager will provide guidance, and challenge to the business & monitor compliance with regulatory requirements to support the Compliance function in the design, implementation & maintenance of a risk-based Compliance framework.
Ensure the Compliance framework is robust, effective and adequately embedded across the Business
Produce Management Information and reporting on the effectiveness of management of compliance risks
Support the business in implementing changes to business procedures and processes stemming from new (or changes in) regulatory requirements.
This includes initiatives/projects to build/enhance Business control framework, where the need for enhancement has been identified.
Suitable experience working in Compliance roles, second line of defence or regulatory/compliance advisory, ideally at a financial market infrastructure or large financial services firm, or a financial regulator.
Experience of and an accompanying understanding of interacting directly with external regulators and supervisors.
Ability to interact effectively with clients and internal/external stakeholders to influence positive change
Detailed knowledge and experience of BoE, PRA and FCA requirements and knowledge of the CSDR and CPMI & IOSCO PFMI.
Demonstrates ability to work within an evolving business with increasing regulatory requirements.
Developed influencing and presentational skills, combined with ability to interact and communicate credibly with local and international stakeholders at all levels.
Experience of working within an FMI and with CSDR Regulations would be highly beneficial.
For further information please contact Hannah Tabatabai