An international market maker specialising in FX and commodities that provides liquidity across a variety of exchanges and trading platforms is currently looking to expand their London based compliance team with a new Compliance Manager.
THE RESPONSIBILITIES:
The Compliance Manager will play a crucial role in ensuring adherence to regulatory requirements, providing expert guidance on UK compliance matters.
Support the Head of Compliance in day-to-day operations within the compliance function.
Development of the firms compliance monitoring framework and delivery of the monitoring programme.
Assist in the development, maintenance, and delivery of compliance-related materials, including policies, procedures and manuals.
Cary out transaction monitoring and surveillance.
Advise the businesses stakeholders on compliance-related matters and conduct standards.
Assist with regulatory horizon scanning, interpreting regulations and implementing necessary changes
EXPERIENCE REQUIRED:
Minimum of 4 years of compliance experience, experience within a trading environment cover fx/commodities is essential
Strong knowledge of relevant regulations in the financial services space in relation to derivatives transactions.
Position is 5 days in the office.
For further information please contact Marcus Courtney
