Our client is a leading international banking group based in the City.
THE RESPONSIBILITIES:
Assist the compliance team in providing advice to the business on complex regulatory and transactional queries.
Daily and periodical approved Compliance support in monitoring activities related
Periodical review of existing policies and procedures to ensure they are effective and up to date and compliant
Role-out of policies and procedures to staff and provide training as necessary in support of awareness;
Support the compliance team in assessment, processing and – where necessary- reporting of regulatory compliancr;
Support in the preparation and completion of any local Regulatory and exchange reporting;
Report and update on monitoring the progress of remediation actions;
Support the firm in keeping abreast on the evolution of UK regulations.
EXPERIENCE REQUIRED:
Knowledge of Capital Markets and Investment Banking Products and Services;
Good understanding of UK financial services regulation;
Good understanding of how compliance policies and procedures should be monitored, developed and improved in order to ensure compliance with the regulators
Ability to research UK laws and regulations and provide practical advice
Good command of Microsoft Office
Excellent knowledge of MiFIR (in particular transaction reporting), EMIR, MAR and LIBOR
For further information please contact Hannah Tabatabai
