– Retail Banking advisory including Complaints oversight including liaising with the Financial Ombudsman Service, creating MI for reporting to the Bank’s committees
Compliance Training
– Regulatory Reporting
Certification Regime.
Compliance aspects of Cyber Security and IT Security
Perform updates to policies and compliance procedures, and participate in business unit and departmental projects to ensure the business areas receive a high
to all employees are as level of service and the Bank remains compliant and meets the requirements of all appropriate regulations and legislation
Take responsibility for the design and implementation of Regulatory Compliance policies and procedures as required in order to meet the requirements of new/updated regulations/legislation and embed these within the Bank.
Act as the Bank’s subject matter expert in relation to Regulatory Compliance matters and high level of knowledge in in the FCA handbooks.
FCA Handbook knowledge including: COBS, MCOBs, BCOBS, CONC, DISP, SYSC and ability to advise in these areas.
Respond to requests for advice from business units, support departments and/or branch offices and positively provide the appropriate level of support.
Represent the Compliance Department at meetings, including project and product launches, providing support, guidance, check and challenge and present possible solutions.
Support the VP in ensuring the Regulatory Compliance Forum runs smoothly; including issuing the agenda, capturing actions and assisting to track such actions as appropriate.
Support the VP in Compliance-related projects in respect of Regulatory Compliance.
Participate in the planning, preparation and delivery of Regulatory Compliance related training.
Ensure reporting in respect of outputs and regulatory change is completed accurately and on a timely basis. This includes regular reporting to the Deputy Head
You must observe proper standards of market conduct. of Department, Regulatory Compliance Forum, Compliance Committee and Board Meetings as well as ad-hoc management information as required.
EXPERIENCE REQUIRED:
Consumer Duty expereince
FCA Handbook knowledge including: COBS, MCOBs, BCOBS, CONC, DISP, SYSC and ability to advise in Retail banking
Previous training and experience gained at a major international law firm, corporate or financial services institution assessing regulatory change and impact, with exposure to the varied compliance tasks and an understanding of the potential compliance implications in a range of situations.
Strong commercial acumen and analytical and negotiation skills with the ability to transform problems into a workable solution within a business context
Excellent written and verbal communication skills.
Logical, structured and detail focused with the ability to manage a broad portfolio of responsibilities in a timely and proactive fashion.
For further information please contact Hannah Tabatabai
