Our client is a successful open-end investment fund based in the City. They are looking for a Compliance generalist with a development path to support the objectives and activities of the Compliance team.
Performing, supporting & enhancing monitoring and surveillance activities.
Managing, supporting and developing workflows and record keeping in respect of staff personal compliance obligations.
Supporting the efficient operation of compliance frameworks including for anti-financial crime, training, reporting, regulatory change and regulatory policies.
Supporting and participating in the activities for reviewing and approving financial promotions and account openings.
Participating in other activities including for advisory, regulatory change, operations and anti-financial crime as mandated by the Head of Compliance.
Proactive with motivation for high standards of delivery and desire to develop insights and technical skills across a range of business and regulatory topics and disciplines.
High standards of written and oral communication.
Strong interpersonal skills with ability to develop and foster productive professional relationships.
Affinity with technology and systems with a view to aiding efficiency and developing new workflows.
Acts in the spirit of the Core values and business conduct and promote where possible within working practices.
Timely, high quality delivery of tasks / activities.
Demonstrates a progressive outlook seeking enhancement and new approaches to processes.
Positive feedback from Compliance team colleagues and other business stakeholders.
For further information please contact Spencer Evans