Our client is an international bank providing banking services including traditional retail and corporate banking and lending activities
THE RESPONSIBILITIES:
To provide regulatory advice, support and challenge to the first line of defence, particularly in the lending space
Primary focus is to obtain and maintain detailed knowledge of appropriate legislation, regulations and guidance published by UK, EU and other regulatory bodies relating to core lending products for individual and corporate customers.
Knowledge on wider core banking products such as current accounts, cards, FX and interest rate derivatives beneficial.
To be able to clearly and articulate regulatory expectations and standards to colleagues, both verbally and in writing.
To support the business in implementing regulatory change in a timely and compliant manner.
To advise and work with the 1LoD to design and implement controls to meet regulatory expectations.
To attend key governance committees and represent the compliance team
To report and escalate key regulatory risks to senior management
To work with wider 2nd line and 3rd line assurance functions to consider regulatory risks.
Provide input to compliance reporting for internal committees
Manage a team of compliance officers ensuring the business objectives are delivered
To stay connected to the external regulatory bodies and industry groups.
EXPERIENCE REQUIRED:
Knowledge of mortgage and lending products from a compliance perspective
People management experience
Strong compliance assurance and regulatory knowledge
Excellent stakeholder management experience
For further information please contact Natalie Eshelby
