Our client offers a trading in prime digital assets, forex, and CFDs. By providing a interface for trading these diverse assets, our client aims to provide flexibility for traders, enabling them to navigate the dynamic global financial markets efficiently
Manage and oversight of the client onboarding process and ensure all compliance with AML/CFT regulations
Maintain up-to-date knowledge of regulatory changes and developments within the financial industry
Create, manage, and update compliance policies to ensure they align with regulatory requirements
Train staff on AML and compliance updates to internal policies, and the proper procedures for client onboarding
Conduct Compliance monitoring programme to identify potential areas of compliance vulnerability and risk
Approve financial promotions according to FCA guidance
Prepare comprehensive reports for senior management detailing the effectiveness of the company’s compliance efforts.
Bachelor’s degree in Law, Finance, Business Administration, or a related field.
Proven experience in onboarding, compliance or AML related role within the financial sector (5 years plus).
Digitally driven and knowledge of utilizing technology as a key driver in onboarding and compliance.
For further information please contact Hannah Tabatabai