Our client is a leading bank, offering a comprehensive range of banking services, including corporate, investment, and retail banking.
THE RESPONSIBILITIES:
Review and assess internal suspicious activity reports submitted from teams
Maintain the Fraud investigation register and all corresponding investigation documents.
Draft disclosures in preparation for submission to relevant law enforcement agencies
Maintain records of all internal SAR reports and disclosures made to relevant authorities.
Assist the MLRO with financial crime review audits
Assist the team with 2LOD assurance testing
Discount daily client database screening and payment matches raised on WorldCheck & Safewatch and escalate as required
WorldCheck batch screening and reporting.
Maintain departmental registers including daily and monthly monitoring, regulatory change tracker & any internal project trackers
Maintain records of remediation requirements resulting from the financial crime monitoring & assurance work and ensure action points are tracked with regards to delays/progress/completion
Maintain RCSA register and log any new processes as required
Maintain audit point recommendations arising from internal audits, third-party reviews and the MLRO report
Complete all other departmental admin requirements
Assist with client investigations including additional screening and adverse media checks
Maintain SAR correspondence
Compose Financial Crime Procedures and review anti-financial crime standards and frameworks against updated policies or upcoming and current regulations.
Complete the required checks on EDD and CDD for new and existing customers, Corporates and Financial Institutions.
Supporting the delivery of training to colleagues and embedding an effective risk culture across 1st and 2nd lines of defence.
EXPERIENCE REQUIRED:
Experience in a financial crime related role.
Displays professional and ethical behaviour at all times
Ability to adapt to working in a multi-cultural environment
Highly efficient, team player, with good attention to detail, accuracy
High standard performer that enjoys working in a dynamic and small team
Ability to work unsupervised, to tight deadlines and to withstand occasionally high-pressure demands
Accuracy and high level of numeracy and literacy
For further information please contact Natalie Eshelby
