Market Surveillance Officer

THE COMPANY:

Our client is a full-service international investment bank, looking to recruit a Market Surveillance Officer.  This role has responsibility to ensure the operation of compliant Market Surveillance controls and reporting capability.

THE RESPONSIBILITIES:

• Responsibility to ensure proper implementation of the firm’s automated Market Abuse Surveillance System – currently under progress
• Conduct daily trade surveillance and identify potential STORs
• Ensure that the system remains ‘fit for purpose’ by calibrating parameters
• Work with the firm’s internal resources and external service providers to ensure the operation of a robust MAR surveillance system
• Timely review and closure of alerts. Escalation made where considered appropriate
• Produce meaningful management information

EXPERIENCE REQUIRED:

• A minimum of 4 years of relevant industry experience which should include the use of automated market abuse surveillance system/s
• Confident in using excel and reviewing large volumes of data
• Project management / implementation experience preferred
• Pro-active and enthusiastic with a strong work ethic

For further information please contact Hannah Tabatabai