Market Surveillance

THE COMPANY:

Our client is an international banking group based in the City.  They are looking to hire a specialist within Market Surveillance to provide second line assurance to the bank

THE RESPONSIBILITIES:

• Processing trade and communications surveillance alerts to identify potential compliance risks.
• Assisting in preparing information for regulatory and exchange enquiries.
• Participating in, and representing the team in, various team meetings, training sessions
• Assist in the administration of compliance policies and procedures relating to surveillance.
• Completion of ongoing tasks that sit within the team’s Compliance Surveillance Programme.
• Preparing management information (MI) for surveillance processes.
• Support new business initiatives e.g. new products/jurisdictions, acquisitions.
• Assist the Team with completion of risk review and challenge and continuous oversight of the business.

EXPERIENCE REQUIRED:

• Markets Experience, ability to explain Markets risks and outline alternative risk management measures
• Understanding the lifecycle of a trade
• Trade surveillance experience ideally within fixed income, commodities and currencies product experience.
• Knowledge of appropriate Regulatory rules . i.e. MiFID, EMIR, MAR.
• Ability to grasp concepts and explain complex issues

For further information please contact Natalie Eshelby