Senior Compliance Associate (office based)

THE COMPANY:

Our client partners with exceptional managers and hedge funds to create leading funds globally.

THE RESPONSIBILITIES:

The role will cover the compliance for three entities within the group and will consist of the following main responsibilities:

• General Compliance Monitoring
• Thematic Reviews
• Trade Surveillance (we use TZ Trade Surveillance system)
• Communications surveillance (we use SteelEye)
• Managing about 600 pre-and post trade investment restriction rules in the Enfusion Compliance Module (trade restrictions)
• Ad Hoc queries

EXPERIENCE REQUIRED:

• Minimum of two years of work experience in compliance, ideally buy-side.
• The following experience is beneficial to the role:
• General compliance monitoring experience
• Monitoring memo writing
• Trade surveillance experience
• Knowledge of AIFMD and UCITS

For further information, please contact Duncan Jeffery