Our client is a successful investment banking firm based in the City.
THE RESPONSIBILITIES:
Provide input to the firm as a subject matter expert in Regulatory Affairs.
Maintain an effective, professional and proactive relationship with UK regulators, the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) and other EMEA regulators
Assist in the development and delivery of the strategic approach to managing regulatory developments and engagements
Preparing briefings and materials appropriate to meet regulatory expectations.
Review consultation papers and policy statements from EU and UK regulators so that the bank can implement requirements correctly and in a timely manner.
Supervise the preparation and submission of reports and identify the key regulatory issues to highlight
Participate in other Compliance initiatives to share and expand knowledge
EXPERIENCE REQUIRED:
Advising businesses on how to comply with laws, rules and regulations
Investigating potential or actual breach of relevant laws, rules and regulations
Good knowledge of Financial Services laws and regulations
Financial markets and Banking activities
Financial market awareness and interest in current affairs (economic and political)
Ideally experience in a regulatory affairs role
For further information please contact Natalie Eshelby
