Our client is one of the UK’s leading providers of investment management services. They are looking for a Financial Crime Analyst to help support the Financial Crime team (2LOD) in operating, maintaining, and developing its anti-financial crime framework.
THE RESPONSIBILITIES:
Assist the Financial Crime Manager and MLRO with overseeing the firm’s systems and controls for compliance with the anti-money laundering, terrorist financing, sanctions, bribery, tax evasion requirements.
Actively work with the Financial Crime Manager and MLRO to evaluate end-to-end processes and controls to ensure the Group are compliant with financial crime regulations and are operating in an efficient manner.
Support the Financial Crime Manager and MLRO, develop and deploy an assurance plan to identify potential gaps and ensure compliant resolution.
Conduct quality checks on the work activities of the Financial Crime Analysts as well as the wider Group entities.
Log, track and see through to resolution, any gaps and improvements identified.
Input into the financial crime risk assessments, to help drive and prioritise assurance plans.
Maintain an up-to-date knowledge of financial crime regulation through various channels
Identify, analyse and support the implementation of changes driven by regulations, industry guidance or best practice.
Support in producing relevant MI for MLRO/DMLRO insight and review.
Support with creation and delivery of the training programme including its content and implementation.
Deliver excellent customer service and maintain a positive relationship with the business.
EXPERIENCE REQUIRED:
3+ years’ experience of financial crime related roles.
Experience of supporting and undertaking assurance testing on financial crime related topics.
Proven ability to identify gaps and ensure that subsequent recommendations are seen through to conclusion.
In depth product knowledge within the wealth and/asset management sector.
Experience of utilising key sources of internal and external information.
Good working knowledge of regulatory environment.
Extensive knowledge of relevant financial crime related legislation and guidance e.g. JMLSG and ensuring compliance.
Work on own initiative, individually and as part of a team.
For further information please contact Duncan Jeffery
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