Our client is a leading boutique investment firm based in the City. They are seeking a Client Onboarding Analyst to undertake due diligence processes and understand the Anti-Money Laundering (AML) risks within client relationships.
THE RESPONSIBILITIES:
Manage new business requests received from the Front Office and oversee the KYC process end to end Complete due diligence on new and existing accounts to ensure compliance with AML / KYC policies
Establish and maintain trusted relationships with clients to facilitate and accelerate the on-boarding processes
Provide guidance to the front office with regards to on-boarding polices and account initiation
Resolve ad-hoc queries related to all aspects of AML, highlighting and escalating issues as appropriate
Perform periodic reviews of accounts
Liaise regularly with Front Office to conduct workload planning, review status of key onboarding’s and prioritise outstanding requests
Identify process improvements, provide guidance on key processes and technology initiatives to the business
Remain abreast of all relevant regulatory obligations as they apply
EXPERIENCE REQUIRED:
2+ year professional experience in a KYC/client on boarding or in a similar role
Proficient in MS office
For further information please contact Caitlynn Fourie
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