Our client is multinational Corporate banking company, with branches worldwide.
THE RESPONSIBILITIES:
Adhering to internal Compliance policies and external regulatory requirements in the completion of KYC files
Performing KYC on both onboarding and periodic review files
Obtaining client due diligence documentation from Corporate Banking, Financial Institution and Treasury relationship manager personnel (RMs)
Providing guidance to RMs and key stakeholders on KYC requirements
Conducting a risk-based analysis on prospective (or existing) clients according to current KYC guidelines and standards
Using external screening systems (World-Check, Factiva etc.) for PEP screening and adverse media checks
Preparing reports and analysis for Compliance as and when required (e.g. Enhanced Due Diligence (“EDD’’) forms, PEP forms and materiality assessments for adverse news
Updating core applications with KYC related static data
Adhering to the Quality Control and Quality Assurance process and to make file amendments in a timely manner when required
Completing all necessary Compliance and KYC training as and when required
Helping to generate relevant Management Information (“MI”) and assisting with training sessions for the Client Onboarding Manager/Head of Client on Boarding when required.
EXPERIENCE REQUIRED:
Must be able to work 5 days in the office
Sound knowledge of the UK KYC regulatory environment
Solid KYC experience within a financial institution, with good understanding of KYC requirements for various client types (including private companies and financial institutions, SPVs, trusts)
Experience with conducting KYC on higher risk financial services products and services (for example, trade finance or correspondent banking)
Experience with conducting KYC on clients domiciled in high risk jurisdictions
Sound knowledge of Politically Exposed Persons and the AML risks they pose
Strong knowledge of corporate structures and complex entity types
Knowledge of foreign jurisdiction KYC regimes (especially China) an advantage but not mandatory
Understanding of static data requirements
For further information please contact Hannah Tabatabai
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