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Compliance Monitoring Officer
THE COMPANY: Our client is a successful international bank with offices based in the City. THE RESPONSIBILITIES: Plan, schedule and complete risk-based reviews appropriate to the risk-assessment of the…
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Location:
London, UK
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Specialism:
Monitoring
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Salary:
Up to £60,000 pa + benefits
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Quantitative Market Surveillance Analyst
THE COMPANY: Our client is an international financial services firm THE RESPONSIBILITIES: Analyse activity across products and markets using a variety of surveillance systems and databases Monitor for activity…
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Location:
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Specialism:
Monitoring
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Salary:
Up to £50,000 pa + benefits
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Senior Associate
THE COMPANY: Our client is an established compliance consultancy based in the West End. THE RESPONSIBILITIES: Lead a client portfolio of circa 15-20; Provide guidance to juniors who report into…
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Location:
London, UK
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Specialism:
Monitoring
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Salary:
Up to £80,000 pa
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Assistant Compliance Manager
THE COMPANY: Our client is one of the world’s largest investment managers, with offices based in the City. THE RESPONSIBILITIES: Provide compliance advisory support in respect of IM-EMEA’s distribution activities…
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Location:
London, UK
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Specialism:
Monitoring
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Salary:
Up to £70,000 pa + benefits
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Head of Compliance (SMF 16)
THE COMPANY: Our client is small international Bank based in the City. THE RESPONSIBILITIES: Management of the UK branch’s risk management processes in the UK (FCA & PRA) Responsibility…
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Location:
London, UK
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Specialism:
Monitoring
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Salary:
Up to £85,000 pa + benefits
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Legal and Compliance Executive
THE COMPANY: Our client is a research driven investment management company based in the West End THE RESPONSIBILITIES: Day-to-day legal agreement review; including terms of business, confidentiality agreements and…
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Location:
London, UK
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Specialism:
Monitoring
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Salary:
Up to £27,000 pa + benefits
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Compliance Adviser
THE COMPANY: Our client is a successful investment manager based in the City. THE RESPONSIBILITIES: Co-ordinating the annual updating and reviewing of all Compliance Department procedures (and leading updates to…
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Location:
London, UK
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Specialism:
Monitoring
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Salary:
Up to £55,000 pa + benefits
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Compliance Testing & Monitoring Advisor
THE COMPANY: Our client is a leading international alternatives asset management firm based in the City. THE RESPONSIBILITIES: Engage, and where required, provide feedback on the design of the…
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Location:
London, UK
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Specialism:
Monitoring
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Salary:
Up to £80,000 pa
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Junior Compliance Assistant (12 month FTC)
THE COMPANY: Our client is a highly successful international bank with a London branch based in the city THE RESPONSIBILITIES: To assist with the Branch’s anti-money laundering procedures and…
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Location:
London, UK
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Specialism:
KYC, Monitoring
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Salary:
Up to £35,000 pa pro rata
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Compliance Assistant/Officer (Italian/French/Swedish/Norwegian speaker)
THE COMPANY: Our client a leading global Brokerage firm with an International Reach THE RESPONSIBILITIES: Plan and undertake the execution of compliance desk reviews/risk based monitoring in accordance with…
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Location:
London, UK
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Specialism:
Monitoring
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Salary:
Up to £70,000 pa + benefits
View job & apply -
