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Senior Compliance Consultant – SEC experience required
THE COMPANY: Our client is a growing and dynamic boutique compliance consulting firm. They are looking for a Senior Consultant with SEC / CFTC / NFA knowledge. Their core client…
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Location:
London
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Specialism:
Monitoring
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Salary:
£ Depending on experience
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Deputy Head of Compliance and Risk
THE COMPANY: Our client is an award-winning wealth management firm based in London. They are looking to hire a Deputy Head of Compliance and Risk to advise on all…
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Location:
London
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Specialism:
Monitoring
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Salary:
Up to £140,000 pa
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Compliance Officer (12 months mat cover)
THE COMPANY: Our client is a leading bank, offering a comprehensive range of banking services, including corporate and private banking THE RESPONSIBILITIES: The assist the Head of…
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Location:
London
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Specialism:
Monitoring
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Salary:
£Market rate
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Compliance Associate
THE COMPANY: Our client partners with exceptional managers and hedge funds to create leading funds globally. THE RESPONSIBILITIES: The role will cover the compliance for three entities…
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Location:
London
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Specialism:
Monitoring
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Salary:
Up to £65,000 pa depending on experience
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Senior Compliance Manager
THE COMPANY: Our client is a global commodity derivatives broker, looking for a Senior Compliance Manager. This is a hands-on generalist role with a significant focus on market surveillance. …
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Location:
London
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Specialism:
Monitoring
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Salary:
£Market rate
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Compliance Analyst
THE COMPANY: Our client is a global wealth and investment management firm, seeking a Compliance Analyst to support the effective operation of the firm’s compliance framework. …
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Location:
London
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Specialism:
Monitoring
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Salary:
£60,000 - £70,000
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Compliance Assistant
THE COMPANY: Our client is a London-based commodities firm. This is a broad and varied role to assist with the smooth running of the Compliance & Legal Department. …
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Location:
London
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Specialism:
Monitoring
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Salary:
£ Market Rate
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Compliance Officer & MLRO
THE COMPANY: We have been instructed by an FCA regulated, independent asset management company based in London in their search for an SMF16 & SMF17. THE RESPONSIBILITIES: Stand-alone…
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Location:
London
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Specialism:
AML, Monitoring
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Salary:
Up to £130,000 pa
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Compliance Analyst
THE COMPANY: Our client is a global investment company, predominately investing in the infrastructure asset industry. THE RESPONSIBILITIES: Working closely with the Head of Compliance,…
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Location:
London
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Specialism:
Monitoring
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Salary:
Up to £70/75k
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Head of Compliance – UK (UK Remote)
*** Must have held a Head of Compliance position with an EMI firm in the UK to be considered for this role *** THE COMPANY: We are a leading…
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Location:
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Specialism:
AML, Monitoring
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Salary:
£120k - £150k
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