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Deputy Compliance Officer
THE COMPANY: Our client is a growing brokerage firm based in the City THE RESPONSIBILITIES: Implement and monitor trading related compliance policies, procedures and internal controls Assist with regulatory…
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Location:
London, UK
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Specialism:
Monitoring
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Salary:
Up to £85,000 pa + benefits
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Compliance Assistant/Analyst – EXCLUSIVE INSTRUCTION
THE COMPANY: Our client is a specialist asset management firm based in the City THE RESPONSIBILITIES: Monitor client investment restrictions and other compliance daily checks; Compliance Monitoring Programme testing…
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Location:
London, UK
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Specialism:
Monitoring
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Salary:
£ Competitive salary
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Trade Surveillance Associate (6 month FTC role)
THE COMPANY: Our client is a rapidly growing electronic brokerage firm based in the City. THE RESPONSIBILITIES: Conducting trade surveillance and monitoring of transactions on EEA markets, including OTC…
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Location:
London, UK
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Specialism:
Monitoring
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Salary:
£40,000 - £60,000 pa pro rata (dependent on experience)
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Compliance and Governance Oversight Analyst
THE COMPANY: Our client is a privately owned investment manager based in West Sussex. THE RESPONSIBILITIES: Perform compliance monitoring on our delegates which will predominantly be desk-based but will also…
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Location:
West Sussex, UK
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Specialism:
Monitoring
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Salary:
£ Market Rate
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Junior Compliance Analyst
THE COMPANY: Our client is a research driven investment management company based in the West End THE RESPONSIBILITIES: Day-to-day compliance monitoring. Conduct periodic compliance reviews within offices; provide reports…
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Location:
London, UK
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Specialism:
Monitoring
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Salary:
Up to £35,000 pa + benefits
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Compliance Analyst (FX/Payments Broker)
THE COMPANY: Our client is a rapidly growing brokerage firm based in the West End. THE RESPONSIBILITIES: Horizon scanning for the team reviewing regulatory bulletins/circulars of upcoming regulation and…
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Location:
London
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Specialism:
Monitoring
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Salary:
Up to £50,000 pa
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Compliance Associate (Monitoring & Testing)
THE COMPANY: Our client is a prestigious private wealth firm based in the West End. THE RESPONSIBILITIES: Assist in monitoring, testing and assessing the adequacy and effectiveness of the…
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Location:
London, UK
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Specialism:
Monitoring
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Salary:
Up to £70,000 pa + benefits
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Compliance & Supervision Manager
THE COMPANY: Our client is a specialist consultant providing compliance solutions to businesses operating in financial services. THE RESPONSIBILITIES: Draft policies, procedures and reports as required Produce internal and…
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Location:
London, UK
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Specialism:
Monitoring
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Salary:
Up to £60,000 pa
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Senior Vice President – Compliance
THE COMPANY: Our client is a successful international bank with offices based in the City. THE RESPONSIBILITIES: Provide people and technical leadership across Core Compliance, Compliance Advisory, and Compliance…
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Location:
london
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Specialism:
Monitoring
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Salary:
Market Rate
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AVP – Compliance Monitoring
THE COMPANY: Our client is a successful international bank with offices based in the City. THE RESPONSIBILITIES: Plan, schedule and complete risk-based reviews appropriate to the risk-assessment of the…
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Location:
London
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Specialism:
Monitoring
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Salary:
Up to £70,000 pa + benefits
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