AML Supervisor

THE COMPANY:

Our client is a real estate services provider that offers a wide range of services globally to clients across the residential, commercial, and rural property sectors.   We are looking for compliance candidates who have Managerial/Supervisory experience.

It is also important that candidates have end to end experience, and Low/Med/High risk experience.

THE RESPONSIBILITIES:

• Review and approve CDD carried out by the AML processing team in accordance with the Regulations.
• Where required, complete CDD checks for clients and counterparties in accordance with business procedures using compliance systems, logs and files.
• Obtain and review information for corporates and private individuals from relevant sources (e.g. Companies House) and determine further information requirements.
• Providing advice and guidance to the AML processing team on complex and/or high risk AML cases.
• Liaising with internal stakeholders (Fee Earners / Admin Reps) and clients / solicitors to obtain information or clarify information already received.
• Ensuring CDD checks are conducted within the time frames in accordance with business procedures and compliance management.
• Completion of investigation and a resolution of sanctions screening alerts as required by compliance management.
• In addition to the tasks described above, the job holder may be required to carry out other duties as may reasonably be required from time to time.
• Occasional travel between offices may be required.

EXPERIENCE REQUIRED:

• At least 5 years’ experience in AML/CDD/KYC and 2 years prior experience in a QA/sign-off CDD/KYC role is essential, with knowledge of all client types.
• Business acumen and professionalism is required due to the exposure to all levels of the business from graduates to Executive Directors.
• Strong administration, research and problem solving experience
• Resilient personality with excellent communication skills, both verbal and written
• High attention to detail, organisation skills and workload prioritisation
• Proficient in Microsoft Word, Excel and Outlook

For further information please contact Spencer Evans