Our client is full-service investment brokerage company based in the City. With an international presence and a strong compliance culture, they are an excellent employer.
THE RESPONSIBILITIES:
Reviewing alerts generated daily by the transaction monitoring system and determining whether further investigation is required.
Performing preliminary investigations by analysing customer and transaction data and escalating where required.
Liaising with Account Executives and other departments to obtain additional information to conclude alerts.
Concluding alerts by documenting a concise and clear rationale for closure.
Drafting internal suspicious activity reports.
Providing support to the business and other departments by responding to queries and requests for information.
Supporting with the development of new transaction monitoring scenarios.
Supporting with tuning and testing of existing transaction monitoring scenarios.
Supporting with the implementation of enhancements to transaction monitoring systems and controls.
Supporting with gathering information on new or emerging financial crime risks and determining whether enhancements to transaction monitoring scenarios are required.
Drafting updates to procedure and process documentation.
Supporting with the creation and distribution of management information.
Maintaining accurate records and ensuring data integrity across systems.
Supporting with other ad-hoc duties and projects where required.
Keeping up to date with changes to anti-financial crime law, regulation and industry guidance.
EXPERIENCE REQUIRED:
Must be able to work 5 days in office
General Financial crime and Transaction Monitoring experience
Up to 3 year previous experience working in crime advisory / financial crime generalist role/Transaction Monitoring (Please NOTE – NOT looking for KYC candid ates for this role)
Experienced in analysing information, identifying risks and making recommendations.
Ability to work effectively alone or as part of a team.
Experience of working to tight deadlines and prioritizing activities.
Strong attention to detail.
For further information please contact Hannah Tabatabai
We use cookies to ensure that we give you the best experience on our website. If you continue to use this site we will assume that you are happy with it.
