Compliance Analyst

THE COMPANY:

We are working with an institutional commodities broker who are searching for a Compliance Analyst to join the team. Centrally located in the City, the client are looking for an individual to be responsible for carrying out KYC / Client Due Diligence (CDD) checks for new and existing clients and suppliers

THE RESPONSIBILITIES:

• Completing KYC / CDD reviews for new clients and suppliers being onboarded across multiple jurisdictions.
• Conducting periodic reviews and trigger event reviews for both corporate entities and natural persons.
• Requesting, reviewing, and maintaining due diligence documentation, ensuring completeness and accuracy.
• Conducting sanctions, PEP, and adverse media screening on counterparties and related parties (e.g., UBOs, directors, parent companies).
• Identifying potential screening matches and escalating findings in line with internal guidance.
• Supporting the completion of KYC risk assessments to ensure accurate counterparty classification.
• Liaising professionally with Front Office and other internal teams to obtain missing or updated documentation.
• Updating and maintaining internal records, databases, and documentation repositories in accordance with record‑keeping equirements.
• Taking responsibility for assigned tasks, ensuring accuracy and meeting agreed timelines.
• Following internal KYC procedures and applying them consistently in daily work.
• Using and maintaining supporting documents, checklists, and workflows as part of the KYC process.
• Participating in scheduled training sessions to build KYC and financial crime knowledge.
• Remaining adaptable and supporting other administrative KYC tasks as the department grows.
• Completing tasks assigned by the Head of Compliance and collaborating with the wider team.

EXPERIENCE REQUIRED:

• Either a relevant degree / graduate background with an interest in KYC and financial crime
• Or up to 1–2 years of experience in a KYC / CDD role, such as assisting with onboarding, periodic reviews, or screening activities.
• A strong and genuine interest in KYC / CDD and financial crime prevention.
• Ability and willingness to learn and follow structured KYC procedures.
• Strong organisational and administrative skills with excellent attention to detail.
• Clear and professional communication skills (written and verbal).
• Ability to work with colleagues across different departments, including international offices.
• Analytical mindset with the ability to review information critically and flag inconsistencies.
• Good time management skills, including handling multiple routine tasks and deadlines.

For further information please contact Hannah Tabatabai