Our client is an international bank, with offices based in the City. They are looking to hire a Core Compliance Analyst to work within the UK Compliance Monitoring Team.
THE RESPONSIBILITIES:
Conduct regular Compliance monitoring tasks including but not limited to:
Update and sign off of staff US travel requests Monthly MI preparation
Research Communication escalation monitoring
New Joiner Compliance oversight
Declaration of Interest and PA Dealing Reporting Compliance Training Reporting
US Trade reconciliation
Horizon Scanning oversight and reporting Trade reporting monitoring
Address ad hoc compliance requirements / undertake related project work.
Completion of various Compliance Monitoring engagements on London branch and US business activities in accordance with the Compliance Monitoring Plan
EXPERIENCE REQUIRED:
Relevant compliance monitoring/core compliance experience and/or banking experience with Global Markets focus.
Understanding of FCA / PRA regulations.
Ability to communicate clearly and concisely both verbally and in writing.
Ability to organise, operate and deliver regulatory business solutions that meet regulatory requirements.
A good understanding of Compliance monitoring, training requirements and advisory knowledge.
For further information please contact Hannah Tabatabai
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