Our client is a rapidly growing electronic brokerage firm based in the City.
Conduct public domain searches for negative information related to customers and associated entities.
Confirm previously conducted World Check, OFAC and Sanctions reviews were appropriately handled and review any pending matches of customers and/or associated entities.
Run checks against customers and associated entities/persons in the Offshore Leaks Database.
Review notices for any relevant disciplinary actions and/or negative news.
Review any past or pending Regulatory inquiries related to customer accounts and determine if relevant to enhanced due diligence review.
Review cashiering activity, including deposits, withdrawals and wire transfers, to identify suspicious activity.
Verify source of funds/wealth information through online searches or other documentation.
1-2 years of broad experience and familiarity, preferably gained in a wealth, broking or corporate banking environment, with onboarding or reviewing high risk client relationships and carrying out EDD.
Exhibit good working knowledge of UK and EU regulations and other countries’ regulations related to AML and EDD requirements.
Prior experience in a highly automated environment and/or high degree of comfort with computers and technology.
Intermediate experience with MS Outlook, MS Word, and MS Excel.
Personality: Show distinct strategic and critical thinking, work through ambiguity and pay attention to detail.
Highly self-motivated and feature the ability to work independent
For further information please contact Hannah Tabatabai