Our client is a leading international banking group based in the West End.
THE RESPONSIBILITIES:
Undertake necessary frontline Compliance related searches for Corporate Banking, Operations and Treasury.
Searches to be primarily undertaken with compliance related systems used at the bank i.e. Lexus Nexus,
Assist and guide front office teams with any KYC / Risk Assessment queries
Ensure client files incorporate compliance requirements; including periodical KYC reviews on all Clients; risk assessments and onboarding requirements for new clients
Maintaining robust records for the development of existing / prospective client relationships
Provide technical support to front line teams of the bank to ensure comprehensive client onboarding and periodical risk / CDD assessment
Maintain strong relationship with Compliance Department (2nd line of Defence) to ensure experience and knowledge is maintained at a high level whilst maintaining CDD portfolio review up to date.
Maintain confidentiality with regard to sensitive information about the Bank and its clients.
Perform other duties as requested by other departments of the bank
EXPERIENCE REQUIRED:
Experience previously gained working in a compliance and AML department would be a key advantage, with experience in a KYC function
Broad general banking experience
Good administrative skills base and team interaction
Understanding and involvement with KYC/Compliance activities
For further information please contact Natalie Eshelby
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