Sanctions Control and Investigations AVP

THE COMPANY:

Our client is a successful banking firm with a strong global presence across wholesale and capital markets.

THE RESPONSIBILITIES:

• Assesses the permissibility of transactions on a daily basis, in accordance with sanctions laws and internal policy
• Monitors and assesses changes to sanctions legislation on an ongoing basis.
• Provides advice and guidance to the EMEA region on the adequacy of sanctions operational controls.
• Acts as a primary point of contact for OAD management with respect to sanctions compliance.
• To collate and obtain due diligence with respect to transactions or activities being performed by the Bank.
• To perform monitoring of operational controls within the EMEA region.
• To advise the EMEA region on the adequacy of sanctions operational controls.
• To provide sanctions training to key stakeholders to ensure they understand and comply with the Bank’s requirements.
• To assist in the writing of applicable policy’s and procedures.
• To supply findings in relation to breaches of policy or regulation to the Head of Sanctions.
• To assess sanctions regulatory enforcement actions and provide recommendations to the EMEA region as appropriate.
• To escalate effectively to the EMEA Head of Sanctions.

EXPERIENCE REQUIRED:

• Experience in conducting and investigations.
• Strong analytical skills, capable of making logical assessments based upon factual data.
• Excellent verbal and written communication skills, especially when faced with challenge

For further information please contact Natalie Eshelby