Our client is a well-regarded London based financial institution.
THE RESPONSIBILITIES:
Conduct daily market abuse and market integrity surveillance using electronic surveillance systems and reports.
Assist in developing Market Surveillance systems and processes to ensure the surveillance programme remains robust and effective.
Assist with the handling of referrals and investigations undertaken by Market Surveillance.
Assist in responding to requests for information from the FCA.
Keep abreast of market and regulatory news that may impact the surveillance programme.
Ensure that a full audit trail of analysis / reviews undertaken is maintained and that records are accurate and completed to the highest standard.
Assist in the preparation of Market Surveillance Management Information reports.
Draft and update procedure manuals as and when required.
Provide support to the rest of Market Surveillance team on day to day tasks or special projects when required.
EXPERIENCE REQUIRED:
Trade monitoring experience would be helpful for this position
Strong desire to learn about futures and options markets, and trade surveillance
Previous experience with the Nasdaq SMARTS surveillance system (desirable).
Ability to interrogate a database system for investigation, analysis and preparation of statistical reports and to understand alert triggers and trading behaviour.
Desire to learn about UK Market Abuse Regulation.
Ability to draft brief reports in a concise, professional and clear manner.
Knowledge of Exchange traded derivatives markets or other Commodities Markets would be advantageous for this role
For further information please contact Natalie Eshelby