Compliance Monitoring Officer

THE COMPANY:

Our client is an international bank. They are a leading provider of Trade Finance, Corporate & Institutional Banking.

THE RESPONSIBILITIES:

• Conduct and execute Bank wide risk based Compliance Monitoring Plan for Regulatory Compliance
• Provide support when needed in order to conduct and execute the Compliance Monitoring Plan for Financial Crime
• Maintain and update Bank wide risk based Compliance Monitoring Plan and suggest additions and amendments as required
• Develop management information for all monitoring tests and reports
• Conduct cyclical thematic monitoring reviews across business lines and support areas
• Conduct periodic business / desk reviews as required
• Proactive and timely escalation of issues with supporting information.
• Ensure timely resolution of outstanding issues and actions
• Some planning and co-ordinatation of monitoring oversight of subsidiary compliance monitoring plan
• Act as subject matter expert across the Bank for all compliance monitoring issues
• Support compliance officers on relevant monitoring issues
• Help to develop, review, update and communicate Compliance Policies and Procedures, with specific emphasis on monitoring, to enable the Business and the Bank to comply with all applicable regulations and requirements and operate within the Bank’s Risk Appetite
• Assist with any compliance monitoring specific investigations on behalf of regulatory and other competent authorities and Senior Management of the Bank
• Participate in, and attend, relevant seminars or forums at the direction of management
• Participate in key projects which develop and enhance the overall monitoring capability of Compliance.

EXPERIENCE REQUIRED:

• Previous experience of working as part of a Monitoring / Testing / Quality Assurance or Internal Audit function within a Wholesale / Corporate Banking (preferable) or Investment Banking institution
• Previous monitoring or quality assurance experience
• Understanding of the compliance framework and regulatory landscape
• Understanding of the legislative and regulatory environment for the Business
• Compliance qualification desirable

For further information please contact Hannah Tabatabai