Compliance Manager – 6m FTC

THE COMPANY:

Our client is a leading alternative asset management firm, looking to hire a Compliance Manager on a 6 month FTC basis.  It’s essential that this person has MCO (MyComplianceOffice) experience.

THE RESPONSIBILITIES:

• Review and update all brokerage accounts in MCO
• Update all brokerage feeds across MCO, identifying and remediating unmatched accounts
• Work with MCO to identify potential new feeds into MCO.
• Undertaking tasks within the KYE area of MCO to identify Conflicts of Interest across the business
• Development of reporting within MCO
• Development of a leavers process within MCO
• Documentation of Central Compliance processes

EXPERIENCE REQUIRED:

• Extensive experience of MCO especially with respect to employee brokerage accounts and broker feeds
• Control Room experience / background preferred
• Experience working in an Investment / Wholesale Bank, PE & Asset Managers with €1bn + AUM or Leveraged Finance organisation.
• 5+ years compliance experience.
• Degree in Law, Finance, Accounting, Economics, Business Admin or similar preferred but relevant experience will also be considered.
• Knowledge/ Experience of European and FCA regulation.

For further information please contact Spencer Evans