We are working with a boutique wholesale bank who are looking for a Compliance Analyst to join the team on a 6 month FTC basis. Due to the size of the firm, it is a 5-day office based role.
THE RESPONSIBILITIES:
Monitor and assess compliance with regulatory requirements and internal policies.
Develop and implement compliance policies and procedures.
Conduct periodic compliance reviews and audits.
Investigate and resolve compliance issues, including those raised through internal reporting mechanisms.
Stay updated on regulatory developments and assess their impact on the bank’s operations.
Collaborate with senior management and departments across the bank to ensure a culture of compliance.
EXPERIENCE REQUIRED:
Must be able to work 5 days in City office
Sound knowledge of UK financial regulations (FCA, PRA),
Compliance monitoring and Generalist role in foreign bank would be advantageous
Knowledge of anti-money laundering (AML), and KYC procedures.
Proven experience working in compliance within the banking or financial services industry, preferably in the UK regulatory environment.
Degree/MBA and relevant professional certifications in Compliance.
Integrity and a commitment to upholding ethical standards.
For further information please contact Hannah Tabatabai
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