Our client is an international banking organisation based in the City. They are looking for a Compliance Manager to join the Business on permanent basis.
THE RESPONSIBILITIES:
Deputise for the Head of Compliance and MLRO as required
Assist in the design, implementation, and maintenance of annual monitoring programmes
Monitor and report on the business’ compliance with prevailing regulation and legislation
Carry out annual reviews of the Consumer Duty framework.
Conduct annual policy reviews of Compliance owned Policies
Provide advice to the business with regard to Compliance
Ensure procedures, systems and controls are up to date, are effective and comply with the relevant regulations.
Monitor and manage regulatory and industry changes and evaluate the impact of such changes
Develop KPI’s and other relevant MI
Assist with drafting reports to senior management and Board committees.
Ensure regulatory reporting is accurate and timely.
When required, support compliance related projects
Contribute to the Compliance team responsibilities for the development of New Products or changes to existing products.
Assist with Compliance remediation and other ad-hoc projects.
Assist with the review and sign-off of Financial Promotions.
Devise and deliver Compliance to 1st line teams as required.
Arrange meetings, including obtaining reports, disseminating these, producing minutes of meetings, and overseeing an action tracker.
To support project related assignments.
EXPERIENCE REQUIRED:
Strong experience in Compliance and Banking from a regulatory compliance perspective
Experience of working in a Retail banking environment-with a knowledge of consumer duty
Relevant recognised Compliance and Financial Crime qualifications desirable.
Very good knowledge of UK FCA/PRA regulatory obligations and some knowledge of UK AML and Terrorist Finance regulatory framework.
A good understanding of retail banking products and relevant regulations
Strong communication and report writing skills
For further information please contact Natalie Eshelby
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