Compliance Officer (Office based role)

THE COMPANY:

Our client is a a global banking group with offices based in the City. They are looking to hire a Compliance Officer (please note, this role is purely within Compliance and not within Financial Crime).

THE RESPONSIBILITIES:

• Perform regulatory horizon scanning and assess the impact of new FCA/PRA publications, consultations, and policy statements.
• Identify, assess and monitor regulatory risks across the Bank’s products, services and business activities;
• Assist the development of and implementation of compliance frameworks, including policies and procedures;.
• Provide advisory support to internal stakeholders;
• Undertake Compliance Monitoring
• Support preparation of regulatory submissions, attestations, and senior management reporting;
• Investigate and help resolve, both internal and external compliance issues;
• Provide cover for the Compliance Manager in their absence.
• Other work may include assisting with trade surveillance, tasks relating to financial crime including voice and electronic communications monitoring and reviewing existing compliance policies and procedures.

EXPERIENCE REQUIRED:

• Must be able to work 5 days a week in London
• Understand the regulatory expectations as well as experience within policy writing
• Must have Compliance and Banking experience
• Attention to detail in identifying compliance issues and ensuring accurate reporting;
• A good understanding of regulatory rules/laws, industry issues and business operations;
• Strong analytical and regulatory interpretation skills.
• Professional qualification (e.g., ICA, CAMS, or equivalent) an advantage.

For further information please contact Hannah Tabatabai