Chief Compliance Officer

THE COMPANY:

Our client is the UK Branch of an international banking organisation.  The London branch offers a range of financial services

THE RESPONSIBILITIES:

• Proactive identification of Compliance risks and advisory on risk mitigating measures
• Propose, design, coordinate and execute Compliance activities
• Compliance reporting to management
• Provide Compliance Training to staff in accordance with SCMR
• Engage in regulatory interactions
• Ad-hoc participation in projects, where you sometimes also will be expected to take the lead
• Are accountable for identifying, developing and maintaining relationships to all relevant stakeholders
• Act as a trusted partner also for stakeholders at executive level, to ensure constructive collaboration and a good reputation of the compliance function across the business

EXPERIENCE REQUIRED:

• Experience within Legal, Risk, Compliance and/or Audit
• Ideally operating in a deputy head of compliance role or similar and looking to take the next step
• Solid understanding of financial regulations, including AML
• Master’s degree in economics, law or similar
• Solution-oriented approach, good communication skills
• Ability to summarise complex information for audiences
• Good understanding to apply a risk-based approach

For further information please contact Natalie Eshelby