Compliance/AML Temp (12 month FTC)

THE COMPANY:

We have been instructed by an international banking firm in their search for a highly motivated and experienced Compliance professional to join their London team.

THE RESPONSIBILITIES:

• Work with the existing team to implement / embed the regulatory, financial crime and conduct risk frameworks across all business lines.
• Execute the Compliance Monitoring Program (CMP) to ensure all internal controls remain effective and up-to-date
• Suggesting improvements and enhancements as appropriate.
• Apply the existing systems and controls  for countering money laundering / combating terrorist financing, with particular reference to retail and corporate customer on-boarding and ongoing reviews.
• Write / update policy and procedure documents as required, making sure that any new / updated documents are embedded into the business units.
• Provide advice and guidance to the business units as required
• This is to embed a compliance culture and to ensure that new products and trading activities are fully aligned with UK regulatory expectations.
• Undertake compliance / AML projects as required.

EXPERIENCE REQUIRED:

• Qualified to degree or equivalent standard, professional qualifications preferred
• Solid experience in financial services compliance/AML in commercial banking/MiFID investment firms
• Experience of working in different cultural environments
• Sound understanding and knowledge of the UK financial services regulatory requirements and financial services and products
• Previous experience in implementing and maintaining a comprehensive set of policies and procedures in financial services firms
• Excellent communication skills, with the ability to engage with internal stakeholders

For further information please contact Natalie Eshelby