We have been instructed by an international banking firm in their search for a Compliance Officer. The ideal candidate will have multi-domain expertise across AML, Sanctions, Governance, Data Protection, and Conduct Risk.
THE RESPONSIBILITIES:
Track and assess regulatory developments
Update internal policies and procedures
Deliver targeted training and regulatory guidance
Execute the Compliance Monitoring Programme (2nd line controls and thematic reviews)
Conduct in-depth testing of key controls
Draft clear, actionable Compliance Monitoring and Testing reports
Provide practical, risk-based recommendations
Lead and support compliance investigations
Maintain awareness of emerging risks and regulatory trends
Translate complex regulatory requirements into practical business guidance
Ensure advice remains relevant, proportionate, and aligned to business operations
Escalate material issues to the Head of Compliance in a timely manner
Provide support and cover for MLRO and DPO responsibilities
Assist with regulatory reporting requirements
Support team members and provide cover where required
EXPERIENCE REQUIRED:
Extensive experience within compliance environment in particular in monitoring and investigation fields
Good understanding of the FCA/PRA regulatory requirements and culture
High ethical standards and integrity
Strong analytical and problem-solving skills
Good data analysis capability (Excel proficiency expected)
Strong communication and stakeholder management skills
For further information please contact Natalie Eshelby
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