Junior Compliance Analyst (entry level)

THE COMPANY:

Our client is a global derivatives broker, seeking a motivated and detail-oriented Junior Compliance Analyst to join the team. 

This is a great opportunity for someone at the beginning of their career to gain hands-on experience in regulatory compliance within the financial services industry.

THE RESPONSIBILITIES:

• Assist the compliance team in monitoring and ensuring adherence to relevant financial regulations and internal policies.
• Support the review and maintenance of compliance documentation, policies, and procedures.
• Help conduct compliance monitoring reviews and internal audits.
• Assist with onboarding new clients and carrying out due diligence, KYC and AML checks.
• Support the investigation and reporting of potential compliance issues or breaches.
• Maintain accurate compliance records, registers, and logs.
• Assist with regulatory reporting and data collection.
• Monitor regulatory updates and assist in summarising key changes.
• Support compliance training initiatives for employees.
• Work with different departments to promote best compliance practices.

EXPERIENCE REQUIRED:

• Strong attention to detail.
• Good organisational and time-management skills.
• Strong written and verbal communication skills.
• Basic understanding of financial services and regulatory environments.
• Proficiency in Microsoft Office (Excel, Word, PowerPoint).
• Awareness of AML, KYC, FCA regulations, or financial compliance frameworks desirable
• Internship or work experience in financial services or compliance useful.
• Interest in pursuing professional qualifications (e.g., ICA, CISI, or ACAMS).

For further information please contact Natalie Eshelby