Our client is a successful open-end investment fund based in the City. They are looking for a Compliance Associate to join the team, this is a generalist/monitoring role.
THE RESPONSIBILITIES:
Regulatory Advice and Guidance
Compliance Monitoring and Surveillance
PA Dealing, Gifts and Entertainment
EXPERIENCE REQUIRED:
Generalist/Monitoring experience in asset or wealth management
Proactive and authoritative
Excellent communication skills
Strong UK regulatory knowledge
Highly organised and detail-oriented
For further information please contact Spencer Evans
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