Compliance Assistant Manager

THE COMPANY:

Our client is a leading international banking group based in the West End.  They are looking for a Compliance Assistant Manager to support the Compliance function in maintaining and enhancing the Branch’s compliance framework.

THE RESPONSIBILITIES:

• Review, update, and maintain the Branch’s compliance procedures, and related documentation
• Coordinate with relevant departments to ensure procedures are reviewed periodically, appropriately approved, communicated, and implemented.
• Monitor outstanding procedure updates and follow up
• Maintain an accurate and up-to-date inventory of compliance policies and procedures
• Identify gaps or inconsistencies in existing procedures and recommend enhancements
• Support the implementation, administration, and ongoing maintenance of the Compliance Monitoring and Testing Programme.
• Conduct or coordinate compliance reviews and testing activities
• Identify control weaknesses and instances of non-compliance, and agree corrective actions
• Monitor remediation plans
• Prepare periodic reports
• Support the implementation and maintenance of the Branch’s risk and control framework
• Coordinate the annual Risk and Control Self-Assessment (RCSA) exercise
• Assist in monitoring applicable regulatory requirements
• Support the assessment of the impact of new or amended regulatory requirements
• Assist the Compliance Department in coordinating and managing reviews
• Assist in preparing management updates and responses relating to review observations, compliance gaps, and outstanding actions.
• Manage or coordinate projects delegated by the Compliance Head
• Support initiatives to enhance compliance processes.
• Perform other compliance-related duties

EXPERIENCE REQUIRED:

• Strong regulatory compliance experience in a generalist role ideally in a corporate banking environment
• Strong analytical skills
• Excellent written and verbal communication skills
• Experience in management information and reports
• Strong organisational skills
• Proficiency in Microsoft Office

For further information please contact Natalie Eshelby