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Head of Compliance – Commodities/Energy trading experience required
THE COMPANY: Our client is an innovative Commodities firm, operating across global commodity and energy markets. THE RESPONSIBILITIES: Acting as an advisor to the management team and…
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Location:
London
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Specialism:
Monitoring
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Salary:
£Market rate
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Compliance Monitoring and Surveillance Officer
THE COMPANY: We are working with a great client of ours, a leading securities business, in their search for a Compliance Monitoring and Surveillance Officer. Principal tasks include execution and…
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Location:
London
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Specialism:
Monitoring
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Salary:
£ Competitive salary
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Compliance Officer (Generalist)
THE COMPANY: Our client is global corporate banking group with offices based in the West End. They are looking to hire a Compliance Officer to play a pivotal role in…
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Location:
London
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Specialism:
Monitoring
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Salary:
Up to £90,000 pa + benefits
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Market Abuse Surveillance Analyst
THE COMPANY: Our client is an institutional brokerage and securities firm based in the West End. THE RESPONSIBILITIES: Undertake daily trade surveillance activities to address and investigate…
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Location:
London
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Specialism:
Monitoring
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Salary:
£ Competitive salary
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Head of Institutional Compliance – EXCLUSIVE
THE COMPANY: Our client is an expanding wealth management firm, offering a broad range of services across financial planning, investment management through to settlement and custody services. UCITs / Institutional…
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Location:
London
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Specialism:
Monitoring
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Salary:
£Competitive
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Compliance Associate
THE COMPANY: Our client is a specialist international infrastructure investment manager, focused on investment origination, asset management and fund management. They are looking for candidates with Asset Management, Private Equity…
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Location:
London
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Specialism:
KYC, Monitoring
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Salary:
Salary up to £65/70k
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Head of Compliance & Legal
THE COMPANY: Our client is an FCA-regulated financial data services firm, with an expanding team in London. The balance of the role leans heavily towards regulatory compliance, data protection, and…
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Location:
London
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Specialism:
Monitoring
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Salary:
£130K to £150K
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Head of Compliance Monitoring, Risk and Policy
4 days in the office. A prestigious private bank with a significant and growing presence in the UK is seeking a Head of Compliance Monitoring, Risk and Policy. About…
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Location:
London
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Specialism:
Monitoring
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Salary:
£Competitive
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Senior Compliance Officer (temp) – Office based role
THE COMPANY: Our client is a leading provider of execution and clearing services for exchange traded derivatives and OTC derivatives in the commodities markets. THE RESPONSIBILITIES: To…
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Location:
London
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Specialism:
Monitoring
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Salary:
Up to £550pd
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Compliance Analyst
THE COMPANY: Our client is an entrepreneurial brokerage firm based in the West end , seeking a keen compliance professional to get involved in a broad range of duties. …
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Location:
London
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Specialism:
Monitoring
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Salary:
£Competitive
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