Compliance Generalist

THE COMPANY:

Our client is a successful international bank with exciting new growth plans

THE RESPONSIBILITIES:

• To assist the Head of Compliance and MLRO in conducting their responsibilities
• Monitoring regulatory developments and providing assessments and impact analysis for senior management
• Updating the bank’s arrangements in light of changes.
• Creating or undertaking reviews of policies, procedures, guidance or other documents
• Support the development and implementation of the bank’s training related to financial crime and regulations
• Assisting by providing information or reports to management
• Conducting the annual financial crime and conduct risk assessments.
• Assisting in the investigation of unusual activit
• Reviewing Customer Due Diligence reviews
• Assist the Head of Compliance/MLRO in delivering an effective, risk-based compliance oversight and monitoring programme
• Assist in identifying, monitoring and assessing business risks, compliance breaches, complaints and incidents
• Report potentially suspicious transactions/activities to the bank’s MLRO.
• Assist in responding to information requests and contact from regulators.
• Have responsibility for the oversight and administration of the automated monitoring systems.
• Be responsible for ensuring the branch has adequate arrangements, records, policies and procedures
• Be responsible for updating Companies House in a timely manner with updates and confirmations linked to our registrations with them.

EXPERIENCE REQUIRED:

• Generalist experience in compliance/AML within the financial sector including proven experience of KYC/CDD
• Knowledge and understanding of financial crime including AML, KYC/CDD and sanctions
• Knowledge and understanding of JMLSG and Money Laundering Regulations including regulatory trends and development
• Knowledge and understanding of FCA/PRA Handbooks
• Some experience in risk based monitoring and risk assessments

For further information please contact Hannah Tabatabai