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Head of Compliance & MLRO
THE COMPANY: We excited to be working with a growing brokerage firm. This is a great opportunity for a commercially minded experienced Compliance Officer/MLRO. THE RESPONSIBILITIES: Keep the…
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Location:
London
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Specialism:
AML, Monitoring
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Salary:
£ Market rate
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Risk & Compliance Associate
THE COMPANY: Our client is a rapidly growing FinTech business that is re-defining how individuals and families connect and engage with their financial life. They are looking to hire a…
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Location:
London
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Specialism:
Monitoring
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Salary:
Up to £55,000 + benefits
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Compliance Manager (Full or Part-Time)
THE COMPANY: Our client is a specialist boutique UK hedge fund, seeking a part time Head of Compliance (to work 3 days a week). The ideal candidate will have SEC…
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Location:
London
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Specialism:
Monitoring
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Salary:
Up to £100,000 pa pro rata
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Compliance Officer and MLRO
THE COMPANY: Our client is a boutique investment and trading firm, providing services such as Equity Markets and Retail Platforms for institutional and private clients. THE RESPONSIBILITIES:…
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Location:
London
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Specialism:
AML, Monitoring
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Salary:
£Competitive
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Consumer Duty and Complaints Handling Officer (12 month FTC)
THE COMPANY: Our client is a a global banking group with offices based in the City. They are looking to hire a Complaints Handling and Consumer Duty Officer on a…
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Location:
London
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Specialism:
Monitoring
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Salary:
Up to £75,000 pa
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Senior Compliance Advisory – Commodities/LME experience
THE COMPANY: Our client is a leading provider of execution and clearing services for exchange traded derivatives and OTC derivatives in the commodities markets. THE RESPONSIBILITIES: To…
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Location:
London
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Specialism:
Monitoring
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Salary:
Up to £115,000 pa
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Compliance Officer (Yorkshire based/ hybrid)
THE COMPANY: Our client is an expanding wealth management firm, offering a broad range of services across financial planning, investment management through to settlement and custody services. …
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Location:
Yorkshire
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Specialism:
Monitoring
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Salary:
Up to £45,000 pa
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Compliance Manager, Generalist (Yorkshire based/ hybrid)
THE COMPANY: Our client is an expanding wealth management firm, offering a broad range of services across financial planning, investment management through to settlement and custody services. …
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Location:
Yorkshire
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Specialism:
Monitoring
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Salary:
Up to £75,000 pa
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Senior Compliance Manager – Private banking/ Wealth management, 6 month FTC
THE COMPANY: We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and…
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Location:
London
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Specialism:
Monitoring
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Salary:
Up to £95,000 pro rata
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Head of Legal and Compliance
THE COMPANY: Our client is a successful retail and corporate banking firm. They are looking to hire a Head of Legal and Compliance. THE RESPONSIBILITIES: Responsible for…
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Location:
London
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Specialism:
Monitoring
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Salary:
£Competitive
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