CASS Analyst

THE COMPANY:

Our client is a leading Forex and CFD brokerage firm.  They are seeking a CASS Analyst to be responsible for ensuring CASS compliance with UK regulatory requirements.

THE RESPONSIBILITIES:

• Produce and review daily internal and external client money reconciliations within agreed deadlines.
• Challenge and enhance internal and external processes to ensure compliance and best practices.
• Generate daily Client Money reports using automated platforms, ensuring all outstanding items are monitored and escalated efficiently.
• Assist the Head of Compliance in overseeing day-to-day CASS, safeguarding controls and effectiveness.
• Assist in the annual CASS audits, liaising with auditors and regulatory bodies as needed.
• Responsible for preparing, timely submitting the monthly FCA CMAR return and other regulatory financial returns.
• Liaise with finance and assist compliance in monitoring tasks.

EXPERIENCE REQUIRED:

• Experience in a CASS position
• Strong knowledge of CASS7 regulatory requirements.
• Some experience in client money reconciliations within financial services, investment, or wealth management.
• Strong understanding of regulatory regimes governing client money, such as UK CASS rules.
• Prior experience working with external auditors and managing audit delivery.
• Proficiency in Microsoft Excel, including the ability to handle data from multiple sources and generate accurate reports.

For further information please contact Natalie Eshelby