Compliance Manager

THE COMPANY:

Our client is a globally integrated asset manager based in the City.

THE RESPONSIBILITIES:

• Lead GDPR compliance program – including assessing and managing on-going compliance and documenting GDPR environment (e.g. processors, controllers etc.)
• Support investment acquisition process by assessing GDPR associated risks and their resolution
• Assist in providing regulatory support to business relating to the business’ regulated activities in the UK and Europe including debt collection and debt administration activities
• Ongoing compliance testing, monitoring and risk assessments
• Manage development and implementation of policies, processes and procedures to comply with FCA regulatory and, at times, Global requirements
• Monthly, quarterly and annual compliance reporting
• Administration relating to FCA licensing and Controlled Function approvals and maintenance
• Maintenance of compliance templates, registers and forms (e.g. pipeline regulatory impact analysis, risk assessment templates, complaints register, breaches register, issue tracking, resolution register etc.)

EXPERIENCE REQUIRED:

• Deep knowledge and experience with GDPR
• Relevant compliance experience required
• Knowledge of relevant law, regulations and FCA handbook
• Experience of managing or supporting an FCA regulated compliance environment; familiarity with the FCA’s consumer protection framework beneficial
• Proficient in Microsoft product suite

For further information please contact Spencer Evans