Our client is a successful corporate bank. They are looking for someone to provide hands-on generalist compliance advice and support to the London branch.
THE RESPONSIBILITIES:
Anti-Money Laundering (AML) / Countering the Financing of Terrorism (CFT)/Sanctions:
Provide 2nd line review of on-boarding documentation and periodic KYC reviews for final sign off
Review and analyse name screening reports
Conduct daily manual transaction monitoring
Maintain the Branch’s KYC review register
Work with the Group’s Compliance AML Team on the establishment and implementation of AML policies, procedures and controls/systems in the Branch
Prepare AML/CFT Management Information to meet local and group requirements
Draft internal communications on current money laundering and terrorism financing events and themes to increase awareness across the Branch.
Generalist Compliance duties:
Assist in the maintenance of all Branch Compliance Policies and Procedures including the Compliance Plan and the Compliance Review Plan
Support in the annual update of the bank’s risk assessments
Assist in reporting of regulatory issues and breaches
Help prepare and submit monthly reporting on compliance matters and issues
Facilitate compliance training sessions and monitor and maintain compliance training records
Keep abreast of developing regulations impacting the Branch
Complete all mandatory training within the assigned timeframes
Uphold the UK Regulatory expected Code of Conduct at all times.
EXPERIENCE REQUIRED:
Previous experience within Compliance in a UK regulated bank or branch with exposure to wholesale banking/corporate banking activities
Strong knowledge of regulatory compliance, AML, CDD, anti-bribery and corruption, and data protection requirements
Commercial and pragmatic approach to compliance
Ability to operate with sound judgement and effective escalation under deadline pressure, balancing quality with pace
For further information please contact Natalie Eshelby
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