Head of Compliance

THE COMPANY:

Our client is a leading Forex and CFD brokerage firm, seeking a Head of Compliance.

THE RESPONSIBILITIES:

• Stay updated on all pertinent FCA regulations
• Serve as the primary point of contact for regulatory inquiries and examinations
• Oversee and maintain the firm’s policies and procedures to ensure they remain effective and up to date.
• Develop and implement compliance policies, procedures, and controls to effectively mitigate regulatory risks.
• Prepare and submit regulatory reports and filings accurately and within prescribed deadlines.
• Work closely with the global compliance function at the group level to ensure alignment and best practices.

EXPERIENCE REQUIRED:

• Current or recent SMF16 and SMF17 registration
• Demonstrable senior-level experience in compliance within the financial services industry, preferably in a CFD brokerage firm.
• Deep understanding of FCA regulations and guidelines pertaining to FX/CFD trading and financial services.
• Excellent communication and interpersonal skills
• Strong analytical and problem-solving abilities, with a keen attention to detail.
• Relevant professional qualifications (e.g., ACAMS, ICA Diploma in Financial Crime Compliance) preferred.

For further information please contact Natalie Eshelby