We are working with a boutique wholesale bank who are looking for a Junior Compliance Officer to join the team. The firm are based a short walk from Liverpool Street Station. Due to the size of the firm, it is a 5-day office based role.
THE RESPONSIBILITIES:
Supporting with the monitoring and assess compliance with regulatory requirements and internal policies.
Assist with the development and implement compliance policies and procedures.
Conduct periodic compliance reviews and audits.
Investigate, raise and resolve compliance issues, including those raised through internal reporting mechanisms.
Stay updated on regulatory developments and assess their impact on the bank’s operations.
Collaborate with senior management and departments across the bank to ensure a culture of compliance.
EXPERIENCE REQUIRED:
1-2 years’ experience in a regulatory compliance role within the banking space – NOT AML/ KYC EXPERIENCE
Knowledge of FCA & PRA regulations.
Degree/ MBA or relevant professional certifications in Compliance.
For further information please contact Jordan White
