Our client is a leading global commodity merchant based in the City. The role will require legal analysis and advice, policy drafting, and the implementation and maintenance of a robust global compliance program.
THE RESPONSIBILITIES:
Ensure compliance with EMIR, MiFID II, MAR regarding derivatives, options, and OTC trades.
Oversee transaction reporting and regulatory interactions.
Monitor and manage interactions with brokers, Exchanges and Regulators
Maintain and evolve frameworks for AML, sanctions, anti-bribery/corruption, fraud, and modern slavery risk.
Manage global whistleblowing, investigations and remediation programs.
Liaise with diverse teams and external bodies on investigations or breaches.
Champion global data privacy obligations, including cross-border data handling and counterparty due diligence.
Be a proactive player in the implementation of CSRD, CSDDD, and EUDR frameworks.
Collaborate with sustainability leads to align due diligence and reporting.
Prepare reports for the ESG and Audit Committees.
Deliver bespoke training covering all topics.
Drafting policies, maintaining policies for regulatory evolution.
Associated legal drafting.
EXPERIENCE REQUIRED:
3+ years in legal roles (preference to those with inhouse experience).
The candidate must be a qualified lawyer (in any jurisdiction), with experience of derivatives associated regulations. Ideally with experience of in working across different cultures and internal structures.
Candidates should have working knowledge of financial crime law and data protection
Candidates should ideally be familiar with AML/Sanctions/KYC Platform/LexisNexis Bridger.
For further information please contact Hannah Tabatabai
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