We are working with a regular client of ours in their search for a Risk & Compliance Officer to join the team.
The firm are a Corporate Bank offering a mixture of retail and wholesale banking products for individuals, corporate and financial institutions.
THE RESPONSIBILITIES:
Report any deficiencies in the Bank’s policies or practices in relation to Compliance to the Compliance Manager and where applicable to the Head of Department.
Analyse and keep up to date with regulatory changes and new rules from the FCA, PRA and PSR and educate the business on these.
Contribute to the enhancement of the Bank’s risk based approach to Compliance Monitoring.
Propose amendments and enhancements to policy and procedures and implement these amendments and enhancements.
Report any breaches in the Bank’s policies or procedures and any Regulatory breaches.
Assisting in the production of Compliance reports to be reviewed at Senior Management and Board Director level.
Providing such other assistance to the Compliance Manager as may be required.
Execute the Bank’s Regulatory Compliance monitoring programme.
Assist with the design of the Compliance monitoring programme; producing reports and making recommendations; identifying compliance risks associated with the business activities of the bank and proposing mitigation.
Follow up on resolution of Compliance issues that may arise from monitoring and any remediation required with clear recommendations and timelines.
EXPERIENCE REQUIRED:
2+ years experience in a REGULATORY COMPLIANCE role – AML/ KYC/ Financial Crime based candidates will not be considered
Experience within a the banking environment dealing
Great understanding of FCA and PRA regulations
Exposure to assisting in the drafting of policies and procedures
SPONSORSHIP IS NOT OFFERED FOR THIS POSITION
For further information please contact Jordan White
